Sec filing alerts

Author: r | 2025-04-23

Utilize our SEC Filing Search Tool to explore SEC EDGAR filings for both companies and individual SEC Filers. Our database includes all filings since 2025. Skip to the content. Free SEC Filing Alerts. Receive free email alerts on any filing made to the SEC. Sign up.

SEC Filing Data - Search SEC Filings and Get Email Alerts

13-D Alerts — 13-DAlerts.com A schedule 13-D SEC filing must be filed if a purchaser acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must also promptly update that 13-D filing to reflect any material changes (such as buying or selling 1% or more of the class of securities owned). When this happens for a stock you own or follow, will you know that it occurred? Wouldn't it be great to receive 13-D alerts by email for stocks you own or follow? Wouldn't it be great if that service was absolutely free? Check if your stock is covered by checking the list below (this is a long list, so control-f to find in page). Even if you do not see your stock on this list, it may still be possible to register for our Free SEC Filing Email Alerts Service for that stock. Covered stocks include: Launched in 1997, The Online Investor has been mentioned in Barron's, on CNBC, SmartMoney Interactive and CBS Marketwatch. We proudly offer unique tools — such as 13-D alerts through our Free SEC Filing Email Alerts Service — and other useful resources for investors to help research stocks. 13-D Alerts | 13DAlert.comNothing in 13DAlert.com is intended to be investment advice, nor does it represent the opinion of, counsel from, or recommendations by BNK Invest Inc. or any of its affiliates, sponsors, subsidiaries or partners. None of the information contained herein constitutes a recommendation that

‎SEC Filing Alerts on the App Store

AdvisorSearch.org is committed to the highest ethical standards and reviews services independently. Learn How We Make Money HS Management Partners, registered in 2007, serves 16 state(s) with a licensed staff of 1 advisors. HS Management Partners manages $1.5 billion and provides investment advisory services for 140 clients (1:140 advisor/client ratio). Overall info 5.0 Firm information Summary Average Client Balance $11.1 million Assets Under Management $1.5 billion Advisor/Client Ratio 1:140 Website Visit Site Main Office Address 640 Fifth Avenue, 18th Floor. New York, NY 10019 Registration Jurisdiction SEC Form CRS (Client Relationship Summary) View Filing SEC Filings View Filings verified_user Trust AlgorithmOur searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. Each month, AdvisorSearch.org downloads the latest regulatory data from the SEC IAPD database. This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest.As a Certified B Corporation™, our focus is simple: people before profits. Each month, AdvisorSearch.org serves as a trusted resource to help thousands of Americans research and compare financial advisors.Disciplinary alerts check_circle No alerts identified Our system found no disciplinary alerts. Checks take place monthly. Click on the + to learn more about each item. Disclosure + Activity Restriction - SRO No SEC ADV Part 1 | Item 11.E.42.13% of firms report this disciplinary action (SEC data, Jan. 2024)What does this mean?Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange.Questions to askWhat happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity? + Attorney/Accountant Authorization Revocation No SEC ADV Part 1 | Item

SEC Filing Alerts on the App Store

Anyone that was involved be involved with my accounts in any capacity? + Regulation Violations - Other Regulatory Agencies No SEC ADV Part 1 | Item 11.D.25.22% of firms report this disciplinary action (SEC data, Jan. 2024)What does this mean?A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations.Questions to askWhat happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity? + Regulation Violations - Court No SEC ADV Part 1 | Item 11.H.1.B0.31% of firms report this disciplinary action (SEC data, Jan. 2024)What does this mean?A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations.Questions to askWhat happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity? + Registration/License Revocation - Other Regulatory Agencies No SEC ADV Part 1 | Item 11.D.51.68% of firms report this disciplinary action (SEC data, Jan. 2024)What does this mean?A regulatory agency has previously denied, suspended, or revoked the firm’s or an advisory affiliate’s registration or license or otherwise restricted their activities.Questions to askWhat happened? When? How many times did it occur? Will anyone that was involved be involved with my accounts in any capacity? Conflict alerts report_problem Alerts identified (1) Our system has identified the following conflict alerts. Click on the + to learn more about each item. Disclosure + 12b-1 Conflict Ask Firm* SEC ADV Part 2What does this mean and why is this important?Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost. Utilize our SEC Filing Search Tool to explore SEC EDGAR filings for both companies and individual SEC Filers. Our database includes all filings since 2025. Skip to the content. Free SEC Filing Alerts. Receive free email alerts on any filing made to the SEC. Sign up. Free SEC filing alerts for investors

SEC Filing Alerts - Luminant Software

Featured :: National Summary of Deposits :: COVID-19 PPP National Summary --> SEC Banks --> :: Bank Mergers & Acquisitions :: Bank Filing Updates :: Holding Company Filing Updates :: Institution Failures --> Top Institutions Holding Companies Banks Federal Savings Banks Credit Unions SEC Submissions Banks Savings Associations Federal Credit Agencies Commercial Banks (NEC) --> Specialized Banks :: SCorp Banks :: Industrial Loan Companies :: Foreign Banking Organizations :: Non-Depository Trust Banks :: Bankers Banks :: Credit Card Banks :: Custodial Banks Bank Map General Interest :: COVID-19 PPP National Summary :: New Formations :: De Novo Banks :: Holding Company Filing Updates :: Bank Filing Updates :: Institution Failures :: America's Oldest Banks :: National Summary of Deposits :: External Auditors Mergers & Acquisitions :: Holding Company Mergers & Acquisitions :: Bank Mergers & Acquisitions :: Credit Union Mergers & Acquisitions Off Balance Sheet :: Holding Company Credit Default Swaps :: Bank Credit Default Swaps :: FBO Credit Default Swaps --> :: Derivatives :: Credit Union Derivatives --> --> Call Reports Demo --> :· summary --> The First National Bank of Anson The First National Bank of AnsonRSSD ID 366359 | CERTIFICATE 3078 | ABA NUMBER 1113046081021 12th StQuarter Ended : 2024-12-31Anson, Texas, 79501Updated : 2025-01-24 ProfileYear Opened : 1902Institution Type : Commercial bankEntity Type : FederalFederal Regulator : OCCMember Federal Reserve : YesS-Corp : YesFiduciary Powers : NoPowers Exercised : NoFiling Type : 051Specialization : All Other Under 1 BillionNumber of Offices : 1Number of Employees : 15Financial

Getting Ahead on SEC Filing Alerts

In light of date errors made in presenting its case, the SEC has opted to voluntarily dismiss securities fraud proceedings against iX Global and Debt Box.The revelation was made in a January 30th surreply filing, made in response to why the SEC shouldn’t be sanctioned.BehindMLM has previously covered the SEC’s date errors so I won’t go into them again. Suffice to say mistakes were made by attorneys that should have known better.As of January 30th, the SEC states in its surreply that itis continuing to take steps to address the issues the Court identified and to identify any other issues that may warrant further consideration.As part of those steps,experienced trial attorneys from the Commission’s Denver Regional Office have been assigned to this matter.It appears the intent is to refile the case at some point with these attorneys at the helm.To that end;The Commission has authorized the filing of a motion to dismiss this action without prejudice, which will be forthcoming.Both Debt Box and iX Global have asked the court for monetary sanctions, which the SEC has opposed on legal grounds.As alleged by the SEC, and holding true irrespective of whether SEC attorneys got some dates wrong, iX Global and Debt Box orchestrated a fraudulent investment scheme to the tune of ~$110 million.Whereas authorities in the US haven’t filed criminal charges, Indian authorities have been busy dismantling iX Global’s money laundering operations.This began with the arrest of Sailesh Pandey in October 2022.Ringleader Viraj Patil was arrested last month, putting a stop

Free SEC filing alerts for investors - CapEdge

Featured :: National Summary of Deposits :: COVID-19 PPP National Summary --> SEC Banks --> :: Bank Mergers & Acquisitions :: Bank Filing Updates :: Holding Company Filing Updates :: Institution Failures --> Top Institutions Holding Companies Banks Federal Savings Banks Credit Unions SEC Submissions Banks Savings Associations Federal Credit Agencies Commercial Banks (NEC) --> Specialized Banks :: SCorp Banks :: Industrial Loan Companies :: Foreign Banking Organizations :: Non-Depository Trust Banks :: Bankers Banks :: Credit Card Banks :: Custodial Banks Bank Map General Interest :: COVID-19 PPP National Summary :: New Formations :: De Novo Banks :: Holding Company Filing Updates :: Bank Filing Updates :: Institution Failures :: America's Oldest Banks :: National Summary of Deposits :: External Auditors Mergers & Acquisitions :: Holding Company Mergers & Acquisitions :: Bank Mergers & Acquisitions :: Credit Union Mergers & Acquisitions Off Balance Sheet :: Holding Company Credit Default Swaps :: Bank Credit Default Swaps :: FBO Credit Default Swaps --> :: Derivatives :: Credit Union Derivatives --> --> Call Reports Demo --> :· summary --> farmbank farmbankRSSD ID 3458 | CERTIFICATE 16103 | ABA NUMBER 1019181691 S Lincoln StQuarter Ended : 2024-12-31Green City, Missouri, 63545Updated : 2025-01-30www.farmbank.comInstitution ProfileYear Opened : 1943Institution Type : Commercial bankEntity Type : StateFederal Regulator : FDICMember Federal Reserve : NoS-Corp : NoFiduciary Powers : NoPowers Exercised : NoFiling Type : 051Specialization : Agricultural SpecializationNumber of Offices : 3Number of Employees : 21Financial ReportsRC - Balance Sheet ReportRI - Income Statement Report:· All Financial Reports ...Financial Fast FactsBalance Sheet(USD, in thousands)Income Statement(USD, in thousands, ytd)Total Assets75,755Total Interest Income3,923Total Liabilities71,513Total NonInterest Income250Total Bank Equity Capital4,242Total Interest Expense1,968Total Deposits69,197Total NonInterest Expense2,371Net Loans & Leases47,717Net Income(109)Loan Loss Allowance640Net Charge Offs(32)Regulatory CapitalQuarterly Averages(USD, in thousands)Total capital6,634 Total loans48,202Total assets for the leverage ratio77,053Loans secured by real estate:39,471Tier 1

Free SEC Filing Email Alerts Service

Featured :: National Summary of Deposits :: COVID-19 PPP National Summary --> SEC Banks --> :: Bank Mergers & Acquisitions :: Bank Filing Updates :: Holding Company Filing Updates :: Institution Failures --> Top Institutions Holding Companies Banks Federal Savings Banks Credit Unions SEC Submissions Banks Savings Associations Federal Credit Agencies Commercial Banks (NEC) --> Specialized Banks :: SCorp Banks :: Industrial Loan Companies :: Foreign Banking Organizations :: Non-Depository Trust Banks :: Bankers Banks :: Credit Card Banks :: Custodial Banks Bank Map General Interest :: COVID-19 PPP National Summary :: New Formations :: De Novo Banks :: Holding Company Filing Updates :: Bank Filing Updates :: Institution Failures :: America's Oldest Banks :: National Summary of Deposits :: External Auditors Mergers & Acquisitions :: Holding Company Mergers & Acquisitions :: Bank Mergers & Acquisitions :: Credit Union Mergers & Acquisitions Off Balance Sheet :: Holding Company Credit Default Swaps :: Bank Credit Default Swaps :: FBO Credit Default Swaps --> :: Derivatives :: Credit Union Derivatives --> Chippewa Valley Bank Financial Reports - Chippewa Valley BankChippewa Valley BankSchedule RC F Other AssetsQuarter Ended:2024-03-31Updated:2024-04-05(USD, in thousands)2024-03-31Accrued interest receivable*4,057Net deferred tax assets**0Interest-only strips receivable (not in the form of a security)0Equity securities that do not have readily determinable fair values****2,313Life insurance assets:General account life insurance assets1,565Separate account life insurance assets0Hybrid account life insurance assets0All other assets (itemize and describe amounts greater than $100,000 that exceed 25 percent of this item)559Prepaid expenses (excluding prepaid assessments)0Repossessed personal property (including vehicles)0Derivatives with a. Utilize our SEC Filing Search Tool to explore SEC EDGAR filings for both companies and individual SEC Filers. Our database includes all filings since 2025. Skip to the content. Free SEC Filing Alerts. Receive free email alerts on any filing made to the SEC. Sign up.

APP SEC Filing Email Alerts Service

Featured :: National Summary of Deposits :: COVID-19 PPP National Summary --> SEC Banks --> :: Bank Mergers & Acquisitions :: Bank Filing Updates :: Holding Company Filing Updates :: Institution Failures --> Top Institutions Holding Companies Banks Federal Savings Banks Credit Unions SEC Submissions Banks Savings Associations Federal Credit Agencies Commercial Banks (NEC) --> Specialized Banks :: SCorp Banks :: Industrial Loan Companies :: Foreign Banking Organizations :: Non-Depository Trust Banks :: Bankers Banks :: Credit Card Banks :: Custodial Banks Bank Map General Interest :: COVID-19 PPP National Summary :: New Formations :: De Novo Banks :: Holding Company Filing Updates :: Bank Filing Updates :: Institution Failures :: America's Oldest Banks :: National Summary of Deposits :: External Auditors Mergers & Acquisitions :: Holding Company Mergers & Acquisitions :: Bank Mergers & Acquisitions :: Credit Union Mergers & Acquisitions Off Balance Sheet :: Holding Company Credit Default Swaps :: Bank Credit Default Swaps :: FBO Credit Default Swaps --> :: Derivatives :: Credit Union Derivatives --> --> Call Reports Demo --> :· summary --> SUNDOWN BANKSHARES, INC. SUNDOWN BANKSHARES, INC.RSSD ID 1104389501 SOUTH SLAUGHTER AVENUEQuarter Ended : 2024-12-31SUNDOWN, TX, 79372Updated : 2025-03-05WWW.SUNDOWNSB.COMInstitution ProfileYear Opened : 1980Institution Type : Holding CompanyReserve District : DallasFederal Regulator : FEDEntity Type : Bank Holding CompanyFiscal Year End : 12/31Structure : Corporation (stock)S-Corp : NoRelated Bank / ThriftAssetsAsset Concentration Sundown State Bank264,145Agricultural SpecializationFinancial ReportsSC - Balance Sheet ReportSI - Income Statement Report:· All Financial Reports ...Financial Fast FactsBalance Sheet(USD, in thousands)Income Statement(USD, in thousands, ytd)Total Assets29,983Total Operating Income1,251Total Liabilities 0Total Operating Expenses0Total Equity Capital29,983Equity in Undistributed Income 3,267Net income (loss)4,518Miscellaneous Cash Dividends Declared by Bank Holding Company1,276Total Consolidated Assets of Bank Holding Company268,701 --> -->

DINO SEC Filing Email Alerts Service

Featured :: National Summary of Deposits :: COVID-19 PPP National Summary --> SEC Banks --> :: Bank Mergers & Acquisitions :: Bank Filing Updates :: Holding Company Filing Updates :: Institution Failures --> Top Institutions Holding Companies Banks Federal Savings Banks Credit Unions SEC Submissions Banks Savings Associations Federal Credit Agencies Commercial Banks (NEC) --> Specialized Banks :: SCorp Banks :: Industrial Loan Companies :: Foreign Banking Organizations :: Non-Depository Trust Banks :: Bankers Banks :: Credit Card Banks :: Custodial Banks Bank Map General Interest :: COVID-19 PPP National Summary :: New Formations :: De Novo Banks :: Holding Company Filing Updates :: Bank Filing Updates :: Institution Failures :: America's Oldest Banks :: National Summary of Deposits :: External Auditors Mergers & Acquisitions :: Holding Company Mergers & Acquisitions :: Bank Mergers & Acquisitions :: Credit Union Mergers & Acquisitions Off Balance Sheet :: Holding Company Credit Default Swaps :: Bank Credit Default Swaps :: FBO Credit Default Swaps --> :: Derivatives :: Credit Union Derivatives --> --> Call Reports Demo --> :· summary --> TruPoint Bank TruPoint BankRSSD ID 274829 | CERTIFICATE 21883 | ABA NUMBER 5140367220089 Riverside DrQuarter Ended : 2024-12-31Grundy, Virginia, 24614Updated : 2025-02-10www.trupointbank.comInstitution ProfileYear Opened : 1975Institution Type : Commercial bankEntity Type : StateFederal Regulator : FEDMember Federal Reserve : YesS-Corp : NoFiduciary Powers : NoPowers Exercised : NoFiling Type : 041Specialization : Commercial Lending SpecializationNumber of Offices : 12Number of Employees : 115Financial ReportsRC - Balance Sheet ReportRI - Income Statement Report:· All Financial Reports ...Financial Fast FactsBalance Sheet(USD, in thousands)Income Statement(USD, in thousands, ytd)Total Assets511,131Total Interest Income22,476Total Liabilities464,411Total NonInterest Income4,723Total Bank Equity Capital46,720Total Interest Expense7,588Total Deposits445,020Total NonInterest Expense15,299Net Loans & Leases322,975Net Income3,678Loan Loss Allowance3,364Net Charge Offs73Regulatory CapitalQuarterly Averages(USD, in thousands)Community Bank Leverage RatioYes Total loans318,921Total assets for the leverage ratio510,651Loans secured by real estate:169,267Tier 1 Leverage Ratio12.39Commercial and industrial loans96,820Off Balance Sheet Exposures (%)1.25Loans to individuals - Credit Cards0Trading Assets and Liabilities (%)0Loans to individuals - Other63,036 --> -->. Utilize our SEC Filing Search Tool to explore SEC EDGAR filings for both companies and individual SEC Filers. Our database includes all filings since 2025. Skip to the content. Free SEC Filing Alerts. Receive free email alerts on any filing made to the SEC. Sign up.

SEC Filing Alerts : r/ValueInvesting - Reddit

Featured :: National Summary of Deposits :: COVID-19 PPP National Summary --> SEC Banks --> :: Bank Mergers & Acquisitions :: Bank Filing Updates :: Holding Company Filing Updates :: Institution Failures --> Top Institutions Holding Companies Banks Federal Savings Banks Credit Unions SEC Submissions Banks Savings Associations Federal Credit Agencies Commercial Banks (NEC) --> Specialized Banks :: SCorp Banks :: Industrial Loan Companies :: Foreign Banking Organizations :: Non-Depository Trust Banks :: Bankers Banks :: Credit Card Banks :: Custodial Banks Bank Map General Interest :: COVID-19 PPP National Summary :: New Formations :: De Novo Banks :: Holding Company Filing Updates :: Bank Filing Updates :: Institution Failures :: America's Oldest Banks :: National Summary of Deposits :: External Auditors Mergers & Acquisitions :: Holding Company Mergers & Acquisitions :: Bank Mergers & Acquisitions :: Credit Union Mergers & Acquisitions Off Balance Sheet :: Holding Company Credit Default Swaps :: Bank Credit Default Swaps :: FBO Credit Default Swaps --> :: Derivatives :: Credit Union Derivatives --> --> Call Reports Demo --> :· summary --> Spring Hill State Bank Spring Hill State BankRSSD ID 457060 | CERTIFICATE 22526 | ABA NUMBER 1119074293700 Gilmer RdQuarter Ended : 2024-12-31Longview, Texas, 75604Updated : 2025-01-10 ProfileYear Opened : 1977Institution Type : Commercial bankEntity Type : StateFederal Regulator : FDICMember Federal Reserve : NoS-Corp : NoFiduciary Powers : NoPowers Exercised : NoFiling Type : 051Specialization : Commercial Lending SpecializationNumber of Offices : 2Number of Employees : 45Financial ReportsRC - Balance Sheet ReportRI - Income Statement Report:· All Financial Reports ...Financial Fast FactsBalance Sheet(USD, in thousands)Income Statement(USD, in thousands, ytd)Total Assets239,370Total Interest Income13,718Total Liabilities204,284Total NonInterest Income1,009Total Bank Equity Capital35,086Total Interest Expense4,097Total Deposits196,679Total NonInterest Expense6,126Net Loans & Leases177,711Net Income3,149Loan Loss Allowance4,107Net Charge Offs305Regulatory CapitalQuarterly Averages(USD, in thousands)Total capital36,945 Total loans184,736Total assets for the leverage ratio241,040Loans secured by real estate:154,037Tier 1 Leverage Ratio14.61Commercial and industrial loans16,618Tier 1 Capital Ratio25.98Loans to individuals - Credit Cards0Total Capital Ratio27.26Loans to individuals - Other14,090 --> -->